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OBLIGATIONS OF
CONTRACTING GOVERNMENTS/PARTIES
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| SOURCE
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SUMMARY
DESCRIPTION
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COMMENTS
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| TONNAGE 1969
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| Article 1
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General obligation under the
Convention
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| Article 5(2)
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Force majeure
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| Article 8
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Issue of a certificate by another
Government
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| Article 10
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Cancellation of certificate
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| Article 11
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Acceptance of certificates
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| Article 15
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Communication of information
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| LL 1966 and LL PROT 1988footnote
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| Article 1
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General obligation under the
Convention
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General obligations
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LL PROT 1988 only (Article I)
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| Article 7(2)
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Force majeure
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| Article 17
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Issue or endorsement of certificates by
another Government
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amended by LL PROT 1988
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| Article 20
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Acceptance of certificates
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| Article 25
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Special rules drawn up by agreement
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| Article 26
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Communication of information
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Communication of information
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LL PROT 1988 only (Article III)
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| COLREG 1972
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| Article I
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General obligations
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| STCW 1978
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| Article I
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General obligations under the
Convention
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| Article IV
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Communication of information
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| Article XI(1)
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Promotion of technical cooperation
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| Reg. I/2.12
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Issue of certificates of competency
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| Reg. I/2.14
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Maintenance of a register or registers of
all certificates and endorsements
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| Regs. I/2.15 and 2.16
|
Availability of information on the status
of certificates of competency, endorsements and dispensations (as of
1 January 2017, available in English through electronic
means)
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| Reg. I/3
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Principles governing near-coastal voyages,
communication of information and incorporation of limits in the
endorsements
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| Reg. I/5
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National provisions – impartial
investigation, enforcement measures including penalties or
disciplinary measures and cooperation
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| Reg. I/6.1
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Training and assessment – administration,
supervision and monitoring
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| Reg. I/6.2
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Qualification of those responsible for
training and assessment
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| Reg. I/7
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Communication of the information as
referred to in article IV of the STCW Convention and A-I/7 of the
STCW Code
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| Regs. I/8.1 and 8.2
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Quality standards system and periodical
independent evaluation
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| Reg. I/8.3
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Communication of a report containing the
results of the evaluation required by regulation I/8.2
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| Regs. I/9.1 and 9.2
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Medical standards, procedures for the issue
of medical certificates and recognition of medical
practitioners
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| Reg. I/9.6
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Procedures governing the validity of a
medical certificate which expires in the course of a voyage
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| Regs. I/11.4 and 11.5
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Comparison of standards of competence –
determination of need for appropriate refresher and updating
training or assessment and formulation or promotion of the
formulation of a structure of refresher and updating courses
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| Reg. II/5.3
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Comparison of standards of competence –
determination of the need to update qualifications for able seamen
to whom certificates are issued before 1 January 2012
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| Reg. III/5.3
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Comparison of standards of competence –
determination of the need to update qualifications for ratings in
engine department to whom certificates are issued before 1 January
2012
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| Reg. III/6.3
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Comparison of standards of competence –
determination of the need to update qualifications for
electro-technical officers to whom certificates are issued before 1
January 2012
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| Reg. III/7.3
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Comparison of standards of competence –
determination of the need to update qualifications for
electro-technical ratings to whom certificates are issued before 1
January 2012
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| Reg. VII/3.1
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Principles governing the issue of
alternative certificates
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| SOLAS 1974
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| Article I
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General obligations under the
Convention
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in SOLAS PROT 1978 and
SOLAS PROT 1988
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| Article III
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Communication of information
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in SOLAS PROT 1978 and
SOLAS PROT 1988
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| Article V(c)
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Carriage of persons in emergencies –
reporting
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| Article VII
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Special rules drawn up by agreement
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| Article XI
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Denunciation
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in SOLAS PROT 1988 (Article VII)
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| Reg. I/13
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Issue or endorsement of certificates by
another Government
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in SOLAS PROT 1988
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| Reg. I/17
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Acceptance of certificates
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also Reg. I/19(b)
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| Reg. I/21(b)
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Casualties – reporting
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| Reg. IV/5
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Provision of radiocommunication services
and communication of information on such provision
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| Reg. IV/5-1
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Global maritime distress and safety system
identities – ensuring suitable arrangements
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| Reg. V/5
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Meteorological services and
warnings
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| Reg. V/6
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Ice Patrol Service
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| Reg. V/10
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Ships' routeing
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| Reg. V/11
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Ship reporting systems
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| Reg. V/12
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Vessel traffic services
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| Reg. V/13
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Establishment and operation of aids to
navigation
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| Reg. V/31.2
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Danger messages – bring to the knowledge of
those concerned and communicate to other interested
Governments
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| Reg. V/33.1-1
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Distress situations: obligations and
procedures – coordination and cooperation
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| Reg. VI/1.2
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Appropriate information on safe carriage of
cargoes
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| Reg. VI/2.4.2
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Approval of certified method for weighing
the gross mass of cargo carried in a container
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| Reg. VII/2.4
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Issue of instructions on emergency
response, etc.
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| Reg. VII/7-1
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Issue of instructions on emergency
response, etc.
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| MARPOL
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| Article 1
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General obligations under the
Convention
|
and MARPOL
PROT 1978 (Article I)
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| Articles 4(2) and 4(4)
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Violation
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| Article 5(1)
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Certificates and special rules
on inspection of ships – acceptance of certificates
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| Article 5(4)
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Certificates and special rules
on inspection of ships – no more favourable treatment
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| Article 6(1)
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Detection of violations and
enforcement of the Convention – cooperation
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| Article 6(3)
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Detection of violations and
enforcement of the Convention – furnishing evidence
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| Article 7
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Undue delay to ships
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| Article 8
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Reports on incidents involving
harmful substances
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| Article 11
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Communication of
information
|
modified by MARPOL
PROT 1978 (Article III)
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| Article 12(2)
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Casualties to ships –
information to IMO
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| Article 17
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Promotion of technical
cooperation
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| Annex I
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| Reg. 8
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Issue or endorsement of a
certificate by another Government
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| Reg. 15.7
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Control of discharge of oil –
investigations (machinery spaces)
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| Reg. 34.7
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Control of discharge of oil –
investigations (cargo area)
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| Regs. 38.4 and 38.6
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Consultation with IMO for
circulation of information regarding reception facilities by Parties
participating in regional arrangements
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| Annex II
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| Reg. 6.3
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Categorization and listing of
noxious liquid substances and other substances – establish and agree
on provisional assessment and notify IMO
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| Regs. 9.3.1, 9.3.2, 9.3.3 and
9.3.4
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Issue or endorsement of a
certificate by another Government
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| Reg. 13.4
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Control of discharges of
residues – exemption for a prewash
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| Regs. 18.3 and 18.5
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Consultation with IMO for
circulation of information regarding reception facilities by Parties
participating in regional arrangements
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| Reg. 18.5
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Reception facilities and cargo
unloading terminal arrangements – agreeing and establishing a date,
notifying IMO
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| Annex III
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| Reg. 1.3
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Application – issue detailed
requirements
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| Annex IV
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| Reg. 6
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Issue or endorsement of a
certificate by another Government
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| Reg. 12.2
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Consultation with IMO for
circulation of information regarding reception facilities by Parties
participating in regional arrangements
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| Annex V
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| Reg. 8.3
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Consultation with IMO for
circulation of information regarding reception facilities by Parties
participating in regional arrangements
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| Annex VI
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| Reg. 7
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Issue or endorsement of a
certificate by another Government
|
Addition related to IECC
by
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MEPC.203(62)
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| Regs. 9.9.3 and 9.11.2
|
Transfer of flag –
transmitting copies of the certificate and the relevant survey
report
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| Reg. 11.1
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Detection of violations and
enforcement – cooperation
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| Reg. 11.2
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Inspection report in case of
detection of violations
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| Reg. 11.3
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Detection of violations and
enforcement – information to flag State and master on violations
detected
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| Reg. 11.5
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Transmission of report to
requesting Party
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| Reg. 13.7.1
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Certification of an approved
method and communication to IMO
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| Reg. 17.1
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Adequate reception
facilities
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| Reg. 17.2
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Consultation with IMO for
circulation of information regarding reception facilities by Parties
participating in regional arrangement
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| Reg. 18.1
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Availability of fuel oils and
communication to IMO
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| Reg. 18.2.1
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Ship not compliant with fuel
oil standards
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| Reg. 18.2.3
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Action taken, including not
taking control measures
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| Reg. 18.2.5
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Evidence of the
non-availability of compliant fuel oil – communication to
IMO
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| Reg. 18.9
|
Authorities designated for
register of local suppliers, bunker delivery note and sample, fuel
oil quality, actions against fuel oil suppliers for non-compliance,
informing the Administration of any ship receiving non-compliant
fuel oil and communication to IMO of non-compliant fuel oil
suppliers as referred to in the paragraph
|
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| ISM Code
|
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| Para. 14.3
|
Extension of validity of
Interim Safety Management Certificate (Interim SMC) by another
Contracting Government
|
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| 1994 HSC Code
|
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| Para. 1.8.2
|
Issue of certificates by
another Government
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| Para. 14.2.1.12
|
Definition of "sea area
A1"
|
as may be defined
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| Para. 14.2.1.13
|
Definition of "sea area
A2"
|
as may be defined
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| 2000 HSC Code
|
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| Para. 1.8.2
|
Issue of certificates by
another Government
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| Para. 14.2.1.13
|
Definition of "sea area
A1"
|
as may be defined
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| Para. 14.2.1.14
|
Definition of "sea area
A2"
|
as may be defined
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| IMDG Code
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| Section 1.3.1
|
Training of shore-side
personnel – establishment of the period of time for keeping records
of training
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| Section 1.5.2
|
Radiation protection programme
– role of competent authority
|
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| Section 1.5.3
|
Management system – role of
competent authority
|
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| Chapter 3.3, SP356
|
Approval of metal hydride
storage systems installed in vehicles, vessels or aircrafts or in
completed components or intended to be installed in vehicles,
vessels or aircrafts
|
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| Chapter 4.1
|
Approval of packagings as
referred to in the chapter – role of competent authority
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| Section 5.1.5
|
General provisions for class 7
– role of competent authority
|
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| Section 5.4.1
|
Information required in
addition to the dangerous goods description – role of the competent
authority
|
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| Chapter 5.5
|
Determining the period between
fumigant application and loading of fumigated cargo transport unit
on board the ship
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| Chapter 6.2
|
Approval of pressure
receptacles, aerosol dispensers, small receptacles containing gas
and fuel cell cartridges containing liquefied flammable gas – role
of competent authority
|
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|
| Para. 6.2.2.6.2
|
General provisions – role of
competent authority
|
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| Section 6.2.3
|
The marking of salvage
pressure receptacles – determination by the competent
authority
|
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| Section 6.3.2
|
Quality assurance programme –
role of competent authority
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| Section 6.3.5
|
Procedures for performance and
frequency of tests – role of competent authority
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| Chapter 6.4
|
Approval of package design and
materials for class 7 – role of competent authority
|
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| Section 6.5.4
|
Testing, certification and
inspection – role of competent authority
|
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| Chapter 6.6
|
Provisions for the
construction and testing of large packagings – role of competent
authority
|
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| Chapter 6.7
|
Provisions for the design,
construction, inspection and testing of portable tanks and
multiple-element gas containers – role of competent
authority
|
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|
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| Chapter 6.8
|
Provisions for road tank
vehicles – role of competent authority
|
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| Para. 7.1.4.5
|
Stowage of goods of class 7 –
role of competent authority
|
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| Chapter 7.9
|
Exemptions, approvals and
certificates – notifying IMO and recognition of approvals and
certificates
|
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| IMSBC Code
|
|
|
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| Para. 1.7
|
Independence of a competent
authority
|
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| Casualty Investigation Code
|
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| Para. 4.1
|
Detailed contact information
of the marine safety investigation authority/authorities to
IMO
|
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|
| Paras. 5.1 and 5.2
|
Notification of a marine
casualty
|
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| Paras. 7.1 and 7.2
|
Agreement to conduct a marine
safety investigation
|
|
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|
| Para. 8.1
|
Powers provided to
investigator(s)
|
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| Para. 9.2
|
Coordination for parallel
investigations
|
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|
| Para. 10.1
|
Cooperation in
investigating
|
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|
| Para. 11.1
|
Investigation not to be
subject to external direction
|
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|
|
| Paras. 13.1,13.4 and
13.5
|
Draft marine safety
investigation reports
|
|
|
|
|
|
| Paras. 14.1 and 14.2
|
Marine safety investigation
reports – communication to IMO
|
|
|
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| Para. 14.4
|
Marine safety investigation
reports – available to public and shipping industry
|
|
|
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|
| IBC Code
|
|
|
|
|
|
|
| Para. 1.5.3
|
Maintenance of conditions
after survey
|
|
|
|
|
|
| Para. 1.5.5.1
|
Issue or endorsement of
International Certificate of Fitness by another Government
|
|
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|
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|
| BCH Code
|
|
|
|
|
|
|
| Para. 1.6.4.1
|
Issue or endorsement of
certificate by another Government
|
|
|
|
|
|
| IGC Code
|
|
|
|
|
|
|
| Para. 1.4.5
|
Issue or endorsement of
certificate by another Government
|
|
|
|
|
|
| STCW Code, part A
|
|
|
|
|
|
|
| Section A-I/6.1
|
Training and assessment of
seafarers for certification
|
|
|
|
|
|
| Section A-I/6.3
|
Qualifications of instructors,
supervisors and assessors
|
|
|
|
|
|
| Section A-I/6.7
|
Training and assessment within
an institution
|
|
|
|
|
|
| Section A-I/7.2
|
Communication of information –
initial communication (within one year of entry into force of
regulation I/7)
|
|
|
|
|
|
| Sections A-I/7.3, 7.4 , 7.5
and 7.6
|
Communication of information –
subsequent reports (within the periods as referred to in paragraphs
7.3, 7.4, 7.5 and 7.6)
|
|
|
|
|
|
| Sections A-I/8.1 and
8.3
|
National objectives and
quality standards
|
|
|
|
|
|
| Section A-I/9.1
|
Medical standards – eyesight
standards and physical and medical fitness
|
|
|
|
|
|
| Section A-1/9.4
|
Provisions for recognizing
medical practitioners and maintenance of a register of recognized
medical practitioners
|
|
|
|
|
|
| Sections A-I/9.5 and
9.6
|
Guidance, processes and
procedures for conducting medical fitness examinations and issuing
medical certificates
|
|
|
|
|
|
| Section A-I/12.1
|
General performance standards
for simulators used in training
|
|
|
|
|
|
| Section A-I/12.2
|
General performance standards
for simulators used in assessment of competence
|
|
|
|
|
|
| Section A-I/12.6
|
Simulator training
objectives
|
|
|
|
|
|
| Section A-I/12.9
|
Qualification of instructors
and assessors
|
|
|
|
|
|
| Section A-VIII/2.9
|
Watchkeeping at sea –
directing the attention of companies, masters, chief engineer
officers and watchkeeping personnel to observe the principles in
parts 4-1 and 4-2
|
|
| III Code
|
IMO Instruments
Implementation Code
|
|
|
|
|
|
|
|
Application of the provisions
of the III Code under related mandatory IMO Instruments
|
|
|
|
|
|